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Compliance Week
1 天
Prager Metis agrees to pay $2M over failed audits, including FTX
Waves of fallout from the collapse of cryptocurrency trading platform FTX continue to ripple, as accounting firm Prager Metis ...
Compliance Week
1 天
SEC fines First Horizon $325K for RegBI violations caused by merger
First Horizon Advisors will pay a $325,000 fine to settle allegations from the Securities and Exchange Commission that it ...
Compliance Week
1 天
Cardless hires chief compliance officer
Fintech innovator Cardless announced that Ailien Phan will be its chief compliance officer. Compliance Week accepts outside ...
Compliance Week
1 天
WS Audiology announces legal chief, GC
WS Audiology announced that Hea Vinskov has been appointed chief legal officer and general counsel, effective Oct. 21.
Compliance Week
1 天
Bank mergers will receive more antitrust scrutiny under new FDIC rule
Federal banking regulators approved a new rule for bank mergers that will require additional scrutiny of mergers for ...
Compliance Week
1 天
Unipart names chief sustainability officer
Unipart, a supply chain solutions and performance improvement technologies partner, appointed Andy Pyne as chief ...
Compliance Week
2 天
‘Tick-box’ training leads to tragic outcome in Costa Coffee allergen case
Company training has always been equal parts important and annoying. But a recent inquest found some eLearning courses fail ...
Compliance Week
1 天
US Capital Global names global CCO
US Capital Global announced the appointment of Pankaj Vashisth as partner and global chief compliance officer.
Compliance Week
1 天
The Wendy’s Company announces CLO
The Wendy’s Company announced the appointment of John Min as the chief legal officer and secretary. Min will report to ...
Compliance Week
1 天
Verisma names general counsel
Health information solutions provider Verisma welcomed Becca Mix as general counsel. Mix previously led various legal ...
Compliance Week
1 天
Amcor announces first sustainability chief
Packaging solutions firm Amcor announced that David Clark, previously its vice president, sustainability, has been appointed ...
Compliance Week
1 天
Corza Medical appoints compliance chief
Corza Medical announced the appointment of Jason Abair as its new vice president, legal & chief compliance officer.
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